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Faculty Publications

J. William Hicks
C. Ben Dutton Professor Emeritus of Law
  1. INTERNATIONAL DIMENSIONS OF U.S. SECURITIES LAW. Eagan, MN: WestGroup, 2005.

  2. CIVIL LIABILITIES: ENFORCEMENT AND LITIGATION UNDER THE 1933 ACT. Deerfield, IL: Clark Boardman Callaghan, (updated annually: 1989 - ).

  3. EXEMPTED TRANSACTIONS UNDER THE SECURITIES ACT OF 1933. St. Paul, MN: West, (updated annually: 1979 - ).

  4. LIMITED OFFERING EXEMPTIONS, REGULATION D. New York: Boardman, (updated annually: 1983 - ).

  5. RESALES OF RESTRICTED SECURITIES. New York: Boardman, (updated annually: 1989 - ).

  6. Harmonization of Disclosure Standards for Cross-Border Share Offerings: Approaching an “International Passport” to Capital Markets, 9 INDIANA JOURNAL OF GLOBAL LEGAL STUDIES 361 (2002). [HeinOnline]

  7. General Solicitation and 1933 Act Registration Exemption Reform, 6 THE SECURITIES REPORTER 18 (2001).

  8. The Listing of Daimler-Benz A.G. Securities on the NYSE: Conflicting Interests and Regulatory Policies, 37 GERMAN YEARBOOK OF INTERNATIONAL LAW 360 (1994).

  9. Misrepresentation in the Sale of Stock: Which Buyers Are Protected?, PREVIEW OF UNITED STATE SUPREME COURT CASES 96 (October 21, 1994).

  10. Protection of Individual Investors Under U.S. Securities Laws: The Impact of International Regulatory Competition, 1 INDIANA JOURNAL OF GLOBAL LEGAL STUDIES 431 (1994). [HeinOnline]

  11. The Extraterritorial Reach of American Securities Law (with Marek Wierzbowski), 7-8 PRZEGLAD SADOWY 53 (1993).
  12. Securities Regulation: Challenges in the Decades Ahead, 68 INDIANA LAW JOURNAL 791 (1993). [HeinOnline]
  13. Securities Regulation: Challenges in the Decades Ahead, 21 SECURITIES LAW REVIEW 3 (1989).

  14. The Concept of Transaction As a Restraint on Resale Limitations, 49 OHIO STATE LAW JOURNAL 417 (1988). [HeinOnline]

  15. Commercial Paper: An Exempted Security Under Section 3(a)(3) of the Securities Act of 1933, 24 UCLA LAW REVIEW 227 (1976). [HeinOnline]

  16. Recapitalizations Under Section 3(a)(9) of the Securities Act of 1933, 61 VIRGINIA LAW REVIEW 1057 (1975). [HeinOnline]

  17. Intrastate Offerings Under Rule 147, 72 MICHIGAN LAW REVIEW 463 (1974). [HeinOnline]